The regulations are complex and constantly changing. Getting it right is not only a legal obligation but can also avoid delays and reduce the risks and costs to your business.
Revising documents setting out your policy to ensure compliance and procedures to be followed.
Online or in person, ranging in length from one hour to one day, tailored to your specific needs.
We remain ‘on call’ to provide advice in response to specific questions, as issues arise.
We advise on available licenses for a proposed transaction and assist with the application.
We conduct audits for client's and make recommendations for improvements.
We help to investigate, develop improvements and draft a disclosure to minimize the risk of penalties.